PROTOCOL ON NOTIFICATION AND EXCHANGE OF INFORMATION

The States Parties hereby agree on procedures and provisions regarding notification and exchange of information pursuant to Article XIII of the Treaty on Conventional Armed Forces in Europe of November 19, 1990, hereinafter referred to as the Treaty.

SECTION I. INFORMATION ON THE STRUCTURE OF EACH STATE PARTY'S LAND FORCES AND AIR AND AIR DEFENCE AVIATION FORCES WITHIN THE AREA OF APPLICATION

1. Each State Party shall provide to all other States Parties the following information about the structure of its land forces and air and air defence aviation forces within the area of application:

(A) the command organization of its land forces, specifying the designation and subordination of all combat, combat support and combat service support formations and units at each level of command down to the level of brigade/regiment or equivalent level, including air defence formations and units subordinated at or below the military district or equivalent level. Independent units at the next level of command below the brigade/regiment level directly subordinate to formations above the brigade/regiment level (i.e., independent battalions) shall be identified, with the information indicating the formation or unit to which such units are subordinated; and

(B) the command organisation of its air and air defence aviation forces, specifying the designation and subordination of formations and units at each level of command down to wing/air regiment or equivalent level. Independent units at the next level of command below the wing/air regiment level directly subordinate to formations above the wing/air regiment level (i.e., independent squadrons) shall be identified, with the information indicating the formation or unit to which such units are subordinated.

SECTION II. INFORMATION ON THE OVERALL HOLDINGS IN EACH CATEGORY OF CONVENTIONAL ARMAMENTS AND EQUIPMENT LIMITED BY THE TREATY

1. Each State Party shall provide to all other States Parties information on:

(A) overall numbers and numbers by type of its holdings in each category of conventional armaments and equipment limited by the Treaty; and

(B) overall numbers and numbers by type of its holdings of battle tanks, armoured combat vehicles and artillery limited by the Treaty in each of the areas described in Articles IV and V of the Treaty.

SECTION III. INFORMATION ON THE LOCATION, NUMBERS AND TYPES OF CONVENTIONAL ARMAMENTS AND EQUIPMENT IN SERVICE WITH THE CONVENTIONAL ARMED FORCES OF THE STATES PARTIES

1. For each of its formations and units notified pursuant to Section I, paragraph 1, subparagraphs (A) and (B) of this Protocol, as well as separately located battalions/squadrons or equivalents subordinate to those formations and units, each State Party shall provide to all other States Parties the following information:

(A) the designation and peacetime location of its formations and units at which conventional armaments and equipment limited by the Treaty in the following categories are held, including headquarters, specifying the geographic name and coordinates:

(1) battle tanks;

(2) armoured combat vehicles;

(3) artillery;

(4) combat aircraft; and

(5) attack helicopters;

(B) the holdings of its formations and units notified pursuant to subparagraph (A) of this paragraph, giving numbers (by type in the case of formations and units at the level of division or equivalent and below) of the conventional armaments and equipment listed in subparagraph (A) of this paragraph, and of:

(1) combat support helicopters;

(2) unarmed transport helicopters;

(3) armoured vehicle launched bridges, specifying those in active units;

(4) armoured infantry fighting vehicle look-alikes;

(5) armoured personnel carrier look-alikes;

(6) primary trainer aircraft;

(7) reclassified combat-capable trainer aircraft; and

(8) Mi-24R and Mi-24K helicopters not subject to the numerical limitations set forth in Article IV, paragraph 1 and Article VI of the Treaty1 ;

(C) the designation and peacetime location of its formations and units, other than those notified pursuant to subparagraph (A) of this paragraph, at which the following categories of conventional armaments and equipment, as defined in Article II of the Treaty, specified in the Protocol on Existing Types, or enumerated in the Protocol on Aircraft Reclassification, are held, including headquarters, specifying the geographic name and coordinates:

(1) combat support helicopters;

(2) unarmed transport helicopters;

(3) armoured vehicle launched bridges;

(4) armoured infantry fighting vehicle look-alikes;

(5) armoured personnel carrier look-alikes;

(6) primary trainer aircraft;

(7) reclassified combat-capable trainer aircraft; and

(8) Mi-24R and Mi-24K helicopters not subject to the numerical limitations set forth in Article IV, paragraph 1 and Article VI of the Treaty2 ; and

(D) the holdings of its formations and units notified pursuant to subparagraph (C) of this paragraph giving numbers (by type in the case of formations and units at the level of division or equivalent and below) in each category specified above; and, in the case of armoured vehicle launched bridges, those which are in active units.

2. Each State Party shall provide to all other States Parties information on conventional armaments and equipment in service with its conventional armed forces but not held by its land forces or air or air defence aviation forces, specifying:

(A) the designation and peacetime location of its formations and units down to the level of brigade/regiment, wing/air regiment or equivalent as well as units at the next level of command below the brigade/regiment, wing/air regiment level which are separately located or are independent (i.e., battalions/squadrons or equivalent) at which conventional armaments and equipment limited by the Treaty in the following categories are held, including headquarters, specifying the geographic name and coordinates:

(1) battle tanks;

(2) armoured combat vehicles;

(3) artillery;

(4) combat aircraft; and

(5) attack helicopters; and

(B) the holdings of its formations and units notified pursuant to subparagraph (A) of this paragraph, giving numbers (by type in the case of formations and units at the level of division or equivalent and below) of conventional armaments and equipment listed in subparagraph (A) of this paragraph, and of:

(1) combat support helicopters;

(2) unarmed transport helicopters;

(3) armoured vehicle launched bridges, specifying those in active units;

(4) armoured infantry fighting vehicle look-alikes;

(5) armoured personnel carrier look-alikes;

(6) primary trainer aircraft;

(7) reclassified combat-capable trainer aircraft; and

(8) Mi-24R and Mi-24K helicopters not subject to the numerical limitations set forth in Article IV, paragraph 1 and Article VI of the Treaty3

3. Each State Party shall provide to all other States Parties the following information:

(A) the location of its designated permanent storage sites, specifying geographic name and coordinates, and the numbers and types of conventional armaments and equipment in the categories listed in paragraph 1, subparagraphs (A) and (B) of this Section held at such sites;

(B) the location of its military storage sites not organic to formations and units identified as objects of verification, independent repair and maintenance units, military training establishments and military airfields, specifying geographic name and coordinates, at which conventional armaments and equipment in the categories listed in paragraph 1, subparagraphs (A) and (B) of this Section are held or routinely present, giving the holdings by type in each category at such locations; and

(C) the location of its sites at which the reduction of conventional armaments and equipment limited by the Treaty will be undertaken pursuant to the Protocol on Reduction, specifying the location by geographic name and coordinates, the holdings by type in each category of conventional armaments and equipment limited by the Treaty awaiting reduction at such locations, and indicating that it is a reduction site.

1 Pursuant to Section I, paragraph 3 of the Protocol on Helicopter Recategorisation.

2 Pursuant to Section I, paragraph 3 of the Protocol on Helicopter Recategorisation.

3 Pursuant to Section I, paragraph 3 of the Protocol on Helicopter Recategorisation.

SECTION IV. INFORMATION ON THE LOCATION AND NUMBERS OF BATTLE TANKS, ARMOURED COMBAT VEHICLES, ARTILLERY, COMBAT AIRCRAFT AND ATTACK HELICOPTERS WITHIN THE AREA OF APPLICATION BUT NOT IN SERVICE WITH CONVENTIONAL ARMED FORCES

1. Each State Party shall provide information to all other States Parties on the location and numbers of its battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters within the area of application not in service with its conventional armed forces but of potential military significance.

(A) Accordingly, each State Party shall provide the following information:

(1) in respect of its battle tanks, artillery, combat aircraft and specialised attack helicopters, as well as armoured infantry fighting vehicles as specified in Article XII of the Treaty, held by organisations down to the independent or separately located battalion or equivalent level designed and structured to perform in peacetime internal security functions, the location, including geographic name and coordinates, of sites at which such armaments and equipment are held and the numbers and types of conventional armaments and equipment in these categories held by each such organisation;

(2) in respect of its armoured personnel carriers, heavy armament combat vehicles and multi-purpose attack helicopters held by organisations designed and structured to perform in peacetime internal security functions, the aggregate numbers in each category of such armaments and equipment in each administrative region or division;

(3) in respect of its battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters awaiting disposal having been decommissioned in accordance with the provisions of Article IX of the Treaty, the location, including geographic name and coordinates, of sites at which such armaments and equipment are held and the numbers and types at each site;

(4) in respect of its battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters, each State Party shall provide to all other States Parties, following entry into force of the Treaty and coincident with each annual exchange of information pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol, an identifiable location of each site at which there are normally more than a total of 15 battle tanks, armoured combat vehicles and pieces of artillery or more than five combat aircraft or more than 10 attack helicopters which are, pursuant to Article III, paragraph 1, subparagraph (E) of the Treaty, awaiting or are being refurbished for export or re-export and are temporarily retained within the area of application. Each State Party shall provide to all other States Parties, following entry into force of the Treaty and coincident with each annual exchange of information pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol, the numbers of such battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters. The States Parties shall, within the framework of the Joint Consultative Group, agree as to the form in which the information on the numbers shall be provided pursuant to this provision;

(5) in respect of its battle tanks and armoured combat vehicles which have been reduced and are awaiting conversion pursuant to Section VIII of the Protocol on Reduction, the location, including geographic name and coordinates, of each site at which such armaments and equipment are held and the numbers and types at each site; and

(6) in respect of its battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters used exclusively for the purpose of research and development pursuant to Article III, paragraph 1, subparagraph (B) of the Treaty, each State Party shall provide to all other States Parties following entry into force of the Treaty and coincident with each annual exchange of information pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol the aggregate numbers in each category of such conventional armaments and equipment.

SECTION V. INFORMATION ON OBJECTS OF VERIFICATION AND DECLARED SITES

1. Each State Party shall provide to all other States Parties information specifying its objects of verification, including the total number and the designation of each object of verification, and enumerating its declared sites, as defined in Section I of the Protocol on Inspection, providing the following information on each site:

(A) the site's designation and location, including geographic name and coordinates;

(B) the designation of all objects of verification, as specified in Section I, paragraph 1, subparagraph (J) of the Protocol on Inspection, at that site, it being understood that subordinate elements at the next level of command below the brigade/regiment or wing/air regiment level located in the vicinity of each other or of the headquarters immediately superior to such elements may be deemed as not separately located, if the distance between such separately located battalions/squadrons or equivalent or to their headquarters does not exceed 15 kilometres;

(C) the overall numbers by type of conventional armaments and equipment in each category specified in Section III of this Protocol held at that site and by each object of verification, as well as those belonging to any object of verification located at another declared site, specifying the designation of each such object of verification;

(D) in addition, for each such declared site, the number of conventional armaments and equipment not in service with its conventional armed forces, indicating those that are:

(1) battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters awaiting disposal having been decommissioned in accordance with the provisions of Article IX of the Treaty or reduced and awaiting conversion pursuant to the Protocol on Reduction; and

(2) battle tanks, armoured combat vehicles, artillery, combat aircraft and attack helicopters held by organisations designed and structured to perform in peacetime internal security functions;

(E) declared sites that hold battle tanks, armoured combat vehicles, artillery, combat aircraft or attack helicopters awaiting or being refurbished for export or re-export and temporarily retained within the area of application or used exclusively for research and development shall be identified as such, and the aggregate numbers in each category at that site shall be provided; and

(F) point(s) of entry/exit associated with each declared site, including geographic name and coordinates.

SECTION VI. INFORMATION ON THE LOCATION OF SITES FROM WHICH CONVENTIONAL ARMAMENTS AND EQUIPMENT HAVE BEEN WITHDRAWN

1. Each State Party shall provide annually to all other States Parties, coincident with the annual exchange of information provided pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol, information about the locations of sites which have been notified previously as declared sites from which all conventional armaments and equipment in the categories listed in Section III, paragraph 1 of this Protocol have been withdrawn since the signature of the Treaty if such sites continue to be used by the conventional armed forces of that State Party. The locations of these sites shall be notified for three years following such withdrawal.

SECTION VII. TIMETABLE FOR THE PROVISION OF INFORMATION IN SECTIONS I TO V OF THIS PROTOCOL

1. Each State Party shall provide to all other States Parties the information pursuant to Sections I to V of this Protocol as follows:

(A) upon signature of the Treaty, with information effective as of that date; and, no later than 90 days after signature of the Treaty, each State Party shall provide to all other States Parties within the framework of the Joint Consultative Group any necessary corrections to its information reported pursuant to Sections III, IV and V of this Protocol. Such corrected information shall be deemed information provided at Treaty signature and valid as of that date;

(B) 30 days following entry into force of the Treaty, with information effective as of the date of entry into force;

(C) on the 15th day of December of the year in which the Treaty comes into force (unless entry into force occurs within 60 days of the 15th day of December), and on the 15th day of December of every year thereafter, with the information effective as of the first day of January of the following year; and

(D) following completion of the 40-month reduction period specified in Article VIII of the Treaty, with information effective as of that date.

SECTION VIII. INFORMATION ON CHANGES IN ORGANISATIONAL STRUCTURES OR FORCE LEVELS

1. Each State Party shall notify all other States Parties of:

(A) any permanent change in the organisational structure of its conventional armed forces within the area of application as notified pursuant to Section I of this Protocol at least 42 days in advance of that change; and

(B) any change of 10 percent or more in any one of the categories of conventional armaments and equipment limited by the Treaty assigned to any of its combat, combat support or combat service support formations and units down to the brigade/regiment, wing/air regiment, independent or separately located battalion/squadron or equivalent level as notified in Section III, paragraph 1, subparagraphs (A) and (B) and paragraph 2, subparagraphs (A) and (B) of this Protocol since the last annual exchange of information. Such notification shall be given no later than five days after such change occurs, indicating actual holdings after the notified change.

SECTION IX. INFORMATION ON THE ENTRY INTO AND REMOVAL FROM SERVICE WITH THE CONVENTIONAL ARMED FORCES OF A STATE PARTY OF CONVENTIONAL ARMAMENTS AND EQUIPMENT LIMITED BY THE TREATY

1. Each State Party shall provide to all other States Parties following entry into force of the Treaty coincident with each annual exchange of information provided pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol:

(A) aggregate information on the numbers and types of conventional armaments and equipment limited by the Treaty which entered into service with its conventional armed forces within the area of application during the previous 12 months; and

(B) aggregate information on the numbers and types of conventional armaments and equipment limited by the Treaty which have been removed from service with its conventional armed forces within the area of application during the previous 12 months.

SECTION X. INFORMATION ON ENTRY INTO AND EXIT FROM THE AREA OF APPLICATION OF CONVENTIONAL ARMAMENTS AND EQUIPMENT LIMITED BY THE TREATY IN SERVICE WITH THE CONVENTIONAL ARMED FORCES OF THE STATES PARTIES

1. Each State Party shall provide annually to all other States Parties following entry into force of the Treaty and coincident with each annual exchange of information provided pursuant to Section VII, paragraph 1, subparagraph (C) of this Protocol:

(A) aggregate information on the numbers and types of each category of conventional armaments and equipment limited by the Treaty in service with its conventional armed forces that have entered the area of application within the last 12 months and whether any of these armaments and equipment were organised in a formation or unit;

(B) aggregate information on the numbers and types of each category of conventional armaments and equipment limited by the Treaty in service with its conventional armed forces that have been removed from, and remain outside of, the area of application within the last 12 months and the last reported locations within the area of application of such conventional armaments and equipment; and

(C) conventional armaments and equipment limited by the Treaty in service with its conventional armed forces within the area of application which exit and re-enter the area of application, including for purposes such as training or military activities, within a seven-day period shall not be subject to the reporting provisions in this Section.

SECTION XI. CONVENTIONAL ARMAMENTS AND EQUIPMENT IN TRANSIT THROUGH THE AREA OF APPLICATION

1. The provisions of this Protocol shall not apply to conventional armaments and equipment that are in transit through the area of application from a location outside the area of application to a final destination outside the area of application. Conventional armaments and equipment in the categories specified in Section III of this Protocol which entered the area of application in transit shall be reported pursuant to this Protocol if they remain within the area of application for a period longer than seven days.

SECTION XII. FORMAT FOR THE PROVISION OF INFORMATION

1. Each State Party shall provide to all other States Parties the information specified in this Protocol in accordance with the procedures set forth in Article XVII of the Treaty and the Annex on Format. In accordance with Article XVI, paragraph 5 of the Treaty, changes to the Annex on Format shall be deemed improvements to the viability and effectiveness of the Treaty relating only to minor matters of a technical nature.

SECTION XIII. OTHER NOTIFICATIONS PURSUANT TO THE TREATY

1. After signature of the Treaty and prior to its entry into force, the Joint Consultative Group shall develop a document relating to notifications required by the Treaty. Such document shall list all such notifications, specifying those that shall be made in accordance with Article XVII of the Treaty, and shall include appropriate formats, as necessary, for such notifications. In accordance with Article XVI, paragraph 5 of the Treaty, changes to this document, including any formats, shall be deemed to be improvements to the viability and effectiveness of the Treaty relating only to minor matters of a technical nature.


 

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