Department of State
Washington, June 10, 1972
THE PRESIDENT
The White House.
THE PRESIDENT: I have the honor to submit to you the Treaty between
the United States of America and the Union of Soviet Socialist Republics
on the Limitation of Anti-Ballistic Missile Systems (ABM Treaty) and
the Interim Agreement between the United States of America and the Union
of Soviet Socialist Republics on Certain Measures with respect to the
Limitation of Strategic Offensive Arms (Interim Agreement), including
an associated Protocol. It is my recommendation that the ABM Treaty
be transmitted to the Senate for its advice and consent to ratification.
The Interim Agreement, as its title indicates, is an agreement limited
in scope and time. It is designed to limit the aggregate number of intercontinental
ballistic missile (ICBM) launchers, and submarine launched ballistic
missiles (SLBM) launchers, and the number of modern ballistic missile
submarines, pending the negotiation of a treaty covering more complete
limitations of strategic offensive arms. In these circumstances, I am
submitting to you the Interim Agreement and its Protocol (which is an
integral part of the Agreement), with the recommendation that they be
transmitted to both Houses of Congress for approval by a Joint Resolution.
The Interim Agreement can by its terms enter into force only upon the
exchange of written notices of acceptance by both countries and only
when and if the ABM Treaty is brought into force. Both signatories understand
that, pending ratification and acceptance, neither will take any action
that would be prohibited by the ABM Treaty or the Interim Agreement
and Protocol, in the absence of notification by either signatory of
its intention not to proceed with ratification or acceptance.
ABM TREATY
In a broad outline, the ABM Treaty, signed on May 26, 1972, provides
that:
A nationwide ABM deployment, and a base for such deployment, are
prohibited;
An ABM deployment for a defense of an individual region is prohibited,
except as specifically permitted;
Permitted ABM deployments will be limited to two widely separated
deployment areas in each country -- one for defense of the national
capital, and the other for the defense of ICBMs;
For these purposes no more than 100 ABM launchers and no more than
100 ABM interceptor missiles at launch sites may be deployed within
each 150-kilometer radius ABM deployment area, for a total of 200
deployed ABM interceptors and 200 deployed ABM launchers for each
Party;
ABM radars will be strictly controlled; radars to support the ABM
defense of the national capital may be deployed only in a specified
number of small radar complexes within the ABM deployment area;
radars to support the ICBM defense will be limited to a specified
number within the ABM deployment area and will also be subject to
qualitative constraint.
In order to assure the effectiveness of these basic provisions
of the Treaty, a number of detailed corollary provisions were also
agreed:
Development, testing and deployment of ABM systems or ABM components
that are sea-based, air-based, space-based or mobile land-based
are prohibited;
Deployment of ABM systems involving new types of basic components
to perform the current functions of ABM launchers, interceptors
or radars is prohibited;
The conversion or testing of other systems, such as air defense
systems, or components thereof to perform an ABM role is prohibited.
The Treaty also contains certain general provisions relating to
the verifications and implementation of the Treaty and to further
negotiations:
Each side will use national and technical means for verification
and the Parties agree not to interfere with such means and not
to take deliberate concealment measures;
A Standing Consultative Commission will be established to facilitate
implementation of the Treaty and consider questions arising thereunder;
The Parties will continue active negotiations for limitations
on strategic offensive arms.
The ABM Treaty consists of a preamble and sixteen Articles. As indicated
in Article I(l), it provides for limitations on antiballistic reissue
(ABM) systems as well as certain related measures. In the course of
the negotiations, agreement was reached on a number of interpretive
matters related to the Treaty. Enclosure 3 contains agreed interpretations
and certain noteworthy unilateral statements.
PREAMBLE
The preamble contains six paragraphs that set forth common premises
and objectives of the United States and the Soviet Union which are the
basis for entering into this Treaty.
The first preambular paragraph states the basic premise that nuclear
war would have devastating consequences for all mankind.
The second and third preambular paragraph indicate the rationale for
the ABM Treaty and the accompanying Interim Agreement. Effective limits
on anti-ballistic missile systems will be an important factor in curbing
competition in the strategic offensive arms race, will decrease the
risk of the outbreak of nuclear war, and will, together win certain
agreed measures on the limitation of strategic offensive arms, create
a favorable climate for future negotiations on limiting strategic arms.
The fourth and fifth preambular paragraphs indicate the relationship
of this Treaty to the undertaking of the Parties in Article VI of the
Non-Proliferation Treaty to "pursue negotiations in good faith
on effective measures relating to cessation of the nuclear arms race
at an early date and to nuclear disarmament", and express the intention
of the Parties to achieve further progress in disarmament at the earliest
possible date.
The sixth paragraph reflects the broad international consensus that
effective measures to limit strategic arms will assist in relaxing international
tensions and strengthening trust between nations. As the first bilateral
agreements between nuclear powers limiting strategic nuclear arms, this
Treaty and the Interim Agreement should serve as historic steps toward
these broader political goals.
A. LIMITATIONS ON ABM SYSTEMS
(1) Deployment
Article I(2) prohibits the deployment of ABM systems which would provide
defense covering substantially the whole of the territory of a Party.
ABM defenses of individual regions are also prohibited except as specifically
set forth in Article III. As more fully explained below, that Article
limits not only the number, size and location permitted ABM deployment
areas of each Party, but also limits to low levels the numbers of ABM
launchers and ABM interceptors at launch sites, and places restrictions
on ABM radars, and thus has the effect of precluding thick regional
ABM defenses.
Article I(2) also includes an undertaking not to provide a "base" for
a nationwide ABM defense. This would, for example, prohibit the construction
and deployment of ABM radars, or even ABM-capable radars deployed for
other purposes, that could provide a base for a nationwide ABM system.
(Articles III, IV, V and VI contain specific constraints that reinforce
this prohibition.) The Treaty does not restrict air defense, space tracking,
intelligence or other non-ABM systems per se. However, it does prohibit
the testing or conversion of such systems or their components to perform
an ABM role; moreover, the Parties have agreed not to deploy any phased-array
radars over a certain size except as otherwise provided in the Treaty
and except for the purpose of tracking objects in outer space or for
use as national technical means of verification. This would prevent
the possible use of such radars as a base for a nationwide ABM defense.
Article II defines an ABM system as "a system to counter strategic
ballistic missiles or their elements in flight trajectory". It indicates
that such systems currently consist of ABM interceptor missiles, ABM
launchers and ABM radars. ABM interceptor missiles are interceptor missiles
constructed and deployed for an ABM role, or of a type hereafter tested
in an ABM mode. ABM launchers are launchers constructed and deployed
for launching ABM interceptor missiles. (A launcher associated with
an interceptor missile that is hereafter tested in an ABM mode falls
within the definition of an ABM launcher.) ABM radars are radars constructed
and deployed for an ABM role (including target tracking or missile control,
but not early warning), or of a type hereafter tested in an ABM mode.
The second paragraph of Article II makes it clear that the ABM system
components listed in the first paragraph of the Article include not
only those which are operational, but also those under construction,
undergoing testing, undergoing overhaul, repair or conversion, or mothballed.
Article III prohibits the deployment of any ABM systems or their components
except as provided therein. Under Article III, the Parties may deploy
only systems consisting of ABM interceptor missiles, ABM launchers and
ABM radars. The limited deployment of such systems described in the
next two paragraphs below is permitted only (a) within one deployment
area centered on nation's capital and having a radius of 150 kilometers,
and (b) within one other deployment area having the same radius and
containing ICBM silo launchers. The centers of the two deployment areas
will be separated by no less than 1,300 kilometers.
In each of these deployment areas a Party may deploy no more than 100
ABM launchers and no more than 100 ABM interceptor missiles at launch
sites. These totals would include any deployments within such areas
for training purposes and, as indicated in Article II(2), would not
be confined to those in operational status. In view of Article V(1),
discussed below, only fixed, land-based ABM components may be deployed.
The restrictions on ABM radars covers radars of both existing types:
phased-array radars (a modern type which scans by electronic means,
a capability especially useful for ABM purposes) and mechanical scan
radars (an older type). These restrictions are as follows:
(i) Within the 150-kilometer radius deployment area centered on the
nation's capital, no qualitative or quantitative constraints on radars
are imposed, but location is circumscribed as follows: a Party may have
ABM radars within no more than 6 ABM radar complexes, the permitted
area of each complex being circular and having a diameter of no more
than 3 kilometers. Phased-array ABM radars may not be located outside
such complexes, regardless of when they become operational. Mechanical-scan
ABM radars that become operational after May 26, 1972 are similarly
constrained. The Parties understand that in addition to the ABM radars
which may be deployed in accordance with this provision, the Soviet
mechanical-scan ABM radars operational on May 26, 1972 within the deployment
area for defense of its national capital may be retained.
(ii) Within the 150-kilometer radius deployment area for defense of
ICBM silo launchers, the location of radars is not circumscribed, but
qualitative and quantitative constraints are imposed. A Party may have:
2 large phased-array ABM radars comparable in potential to corresponding
ABM radars operational or under construction on the date of signature
of the Treaty in such a deployment area: and
No more than 18 ABM radars each having a potential less than that
of the smaller of the 2 large phased-array ABM radars referred to
above.
The only two large phased-array ABM radars operational or under construction
in such a deployment area on the date of signature were the Perimeter
Acquisition Radar (PAR) and Missile Site Radar (MSR) under construction
near Grand Forks Air Force Base, North Dakota. The Parties understand
that the potential -- the product of mean emitted power in watts and
antenna area in square meters -- of the smaller of these two radars
(the MSR) is considered for purposes of the Treaty to be three million.
The impact of Article III on ABM systems currently deployed or under
construction would be as follows: it would not prohibit the ABM system
deployed around Moscow or the ABM system being deployed by the United
States in the vicinity of Grand Forks Air Force Base in North Dakota,
but it would preclude the completion or retention of the ABM complex
on which construction had been started in the vicinity of Malmstrom
Air Force Base in Montana. (The signatories understand that, pending
ratification and acceptance of the agreements, neither will take any
action that would be prohibited thereby in the absence of notification
by either signatory of its intention not to proceed with ratification
or approval.)
The United States has not started construction at a deployment area
centered on its national capital, and the Soviet Union has not started
construction at a deployment area for defense of ICBM silo launchers.
(2) Development, Testing, and Other Limitations
Article IV provides that the limitations in Article III shall not apply
to ABM systems or ABM components used for development or testing, and
located within current or additionally agreed test ranges. It is understood
that ABM test ranges encompass the area within which ABM components
are located for test purposes, and that non-phased-array radars of types
used for range safety or instrumentation purposes may be located outside
of ABM test ranges. Article IV further provides that each Party may
have no more than a total of 15 ABM launchers at test ranges. The current
United States test ranges for ABM systems are located at White Sands,
New Mexico and Kwajalein Atoll in the Pacific. The current Soviet test
range for ABM systems is located near Sary Shagan, Kazakhstan USSR.
ABM components are not to be deployed at any other test ranges without
prior agreement between the Parties.
Article V limits development and testing, as well as deployment, of
certain types of ABM systems and components. Paragraph V(I) limits such
activities to fixed, land-based ABM systems and components by prohibiting
the development, testing or deployment of ABM systems or components
which are sea-based, air-based, space-based, or mobile land-based. It
is understood that the prohibitions on mobile ABM systems apply to ABM
launchers and ABM radars which are not permanent fixed types.
Paragraph V(2) prohibits the development, testing or deployment of
ABM launchers for launching more than one missile at a time from each
launcher; modification of deployed launchers to provide them with such
a capability; and the development, testing or deployment of automatic
or semi-automatic or other similar systems for rapid reload of ABM launchers.
The Parties agree that this Article includes an obligation not to develop,
test, or deploy ABM interceptor missiles with more than one independently
guided warhead.
(3) Future ABM Systems
A potential problem dealt with by the Treaty is that which would be
created if an ABM system were developed in the future which did not
consist of interceptor missiles, launchers and radars. The Treaty would
not permit the deployment of such a system or of components thereof
capable of substituting for ABM interceptor missiles, launchers, or
radars: Article II(l) defines an ABM system in terms of its function
as "a system to counter strategic ballistic missiles or their elements
in flight trajectory," noting that such systems "currently" consist
of ABM interceptor missiles, ABM launchers and ABM radars. Article III
contains a prohibition on the deployment of ABM systems or their components
except as specified therein, and it permits deployment only of ABM interceptor
missiles, ABM launchers, and ABM radars. Devices other than ABM interceptor
missiles, ABM launchers, or ABM radars could be used as adjuncts to
an ABM system, provided that such devices were not capable of substituting
for one or more of these components. Finally, in the course of the negotiations,
the Parties specified that "In order to insure fulfillment of the obligation
not to deploy ABM systems and their components except as provided in
Article III of the Treaty, the Parties agree that in the event ABM systems
based on other physical principles and including components capable
of substituting for ABM interceptor missiles, ABM launchers, or ABM
radars are created in the future, specific limitations on such systems
and their components would be subject to discussion in accordance with
Article XIII and agreement in accordance with Article XIV of the Treaty.
(As explained below, Article XIV calls for establishment of Standing
Consultative Commission, and Article XIV deals with amendments to the
Treaty.)
(4) Modernization and Replacement
Article VII provides that, subject to the provisions of this Treaty,
modernization and replacement of ABM systems or their components may
be carried out. Modernization or replacement of present ABM systems
or components is constrained by the various limitations and prohibitions
in the Treaty. (See paragraph 2 of Article I, Article III, Article V,
and Article VI.)
(5) Destruction and Dismantling
Article VIII provides that ABM systems or their components in excess
of the numbers or outside the areas specified by the Treaty, as well
as ABM systems or components prohibited by the Treaty, shall be destroyed
or dismantled under agreed procedures within the shortest possible agreed
period of time. Since no more than one ABM system deployment area for
defense of ICBM silo launchers is permitted by Article III, this Article
will apply, when the Treaty enters into force, to the ABM components
previously under construction by the vicinity of Malmstrom Air Force
Base in Montana.
B. OTHER RELATED MEASURES
(1) Constraints on Non-ABM Systems or Components
Article VI is designed to enhance assurance of the effectiveness of
the basic limitations on ABM systems and their components provided by
the Treaty. To this end, each Party undertakes in this Article (a) not
to give missiles, launchers or radars, other than ABM interceptor missiles,
ABM launchers and ABM radars, capabilities to counter strategic ballistic
missiles or their elements in flight trajectory; (b) not to test such
non-ABM missiles, launchers and radars "in an ABM mode" and (c) not
to deploy in the future radars for early warning of strategic ballistic
missile attack except at locations along the periphery of its national
territory and oriented outward.
The first of these undertakings would, for example, prohibit the modification
of air-defense missiles (SAMs) to give them a capability against strategic
ballistic missiles.
The undertaking not to test non-ABM interceptor missiles, launchers,
and radars in an ABM mode subsequent to the date of the signature of
this Treaty would prohibit testing of non-ABM components for ABM purposes,
but would not effect ABM testing of ABM components, or prevent testing
of non-ABM components for non-ABM purposes.
With respect to the third of the undertakings in Article VI, it should
be noted that the Treaty, while not intended to prohibit the further
deployment of radars for early warning of strategic ballistic missile
attack, requires their location along the periphery of each Party's
national territory and oriented outward in order to minimize the possibility
that they could contribute to an effective ABM defense of points in
the interior.
Article VI also has the effect of prohibiting the future deployment
in third countries of radars for early warning of strategic ballistic
missile attack. Existing ballistic missile early-warnings radars would
not be affected. Article V imposes no limitation on radars for national
means of verification.
In recognition of the fact that phased-array-radars with more than
a certain potential, though deployed for non-ABM missions such as air
defense or air traffic control, would have an inherent capacity for
ABM use, the Parties agreed not to deploy phased-array radars having
a potential exceeding the million watt-square meters, except as provided
in Articles III, IV and VI of the Treaty and except for the purpose
of tracking objects in outer space or for use as national technical
means of verification. Deployment of non-ABM radars currently planned
by the United States would not be effected.
(2) International Transfers
Article IX provides that, to assure the viability and effectiveness
of the Treaty, each Party undertakes not to transfer to other States,
and not to deploy outside its national territory, ABM systems or their
components limited by the Treaty. The Parties understand that the first
undertaking includes an obligation not to provide to other states technical
descriptions or blueprints specially worked out for the construction
of ABM systems and their components limited by the Treaty. In addition,
the United States Delegation made clear that the provisions of this
Article do not set a precedent for whatever provisions may be considered
for a treaty on limiting strategic offensive arms, noting that the question
of transfer of strategic offensive arms is a far more complex issue,
which may require a different solution.
(3) Conflicting Obligations
Article X contains an undertaking by the Parties not to assume any
international obligations which would conflict with the Treaty. The
obligations in this Treaty are not inconsistent with any obligations
of the United States under any international agreement.
C. VERIFICATION AND CONSULTATION
(1) Verification
Article XII relates to verification of compliance with the Treaty's
provisions, which is to be accomplished by national technical means.
Paragraph 1 states that each Party will use national technical means
of verification at its disposal in a manner consistent with generally
recognized principles of international law for purposes of providing
assurance or compliance with provisions of the Treaty. It does not require
changes from current operating practices and procedures with respect
to systems which will be used as national technical means of verification
The second paragraph of this Article provides that each Party agrees
not to interfere with the national technical means of verification of
the other which are operating in accordance with paragraph 1 of the
Article. This provision would, for example, prohibit interference with
a satellite in orbit used for verification of the Treaty.
Paragraph 3 contains an agreement not to use deliberate concealment
measures which impede verification by national technical means. This
paragraph expressly permits continuation of current construction, assembly,
conversion and overhaul practices.
(2) Standing Consultative Commission
Article XII provides that the Parties shall establish promptly a Standing
Consultative Commission (hereafter referred to as the Commission) to
promote the objectives and to facilitate the implementation of the ABM
Treaty. The Parties have further agreed to use the Commission to promote
the objectives and implementation of the Interim Agreement. (See Article
VI of the Interim Agreement.) The Commission will provide a consulting
framework within which the Parties may consider various matters relating
to the Treaty and the Interim Agreement. The Parties may also consider
these matters in other channels.
A principal function of the Commission will be to consider questions
of compliance with the obligations assumed under this Treaty and the
Interim Agreement and also related situations which may be considered
ambiguous. Each Party may voluntarily provide through the Commission
information it considers necessary to assure confidence in compliance.
Thus one Party might raise the question of compliance based on information
gathered by national technical means of verification and the other Party
could provide information to clarify the matter.
Attention was called above to the provisions Article XII prohibiting
intentional interference with national technical means of verification
operating in accordance with its provisions. The Commission is charged
by Article XIII with the responsibility to consider any questions if
interference with such means. The Commission may also consider questions
of concealment impending verification by national means. The Commission
may consider changes in the general strategic situation which have a
bearing on the provisions of the Treaty. Related to this is the Commission's
authority to consider proposals to further increase the viability of
the Treaty -- such as agreed interpretations after the Treaty has entered
into force -- and to consider proposals for amendment of the Treaty.
(Amendments to the Treaty would have to be ratified pursuant to Articles
XIV and XVI.) The Commission may also consider other appropriate measures,
not specifically enumerated in Article XIII, aimed at further limiting
strategic arms. Finally, through the Commission the Parties are to agree
on procedures and dates for the implementation of Article VIII concerning
destruction or dismantling of ABM systems or ABM components. (For corresponding
responsibility of the Commission trader the Interim Agreement, see section
C of the discussion thereof.)
The second paragraph of Article XIII provides for the establishment
of regulations for the Commission governing procedures, composition
and other relevant matters. Such matters can be worked out early in
the follow-on negotiations. Meanwhile, any consultation desired by either
side under these Articles can be carried out by the Delegations during
such negotiations or, when they are not in session, through other diplomatic
channels.
The Commission is intended as a means to facilitate the implementation
of the agreements and would not replace follow-on negotiations or use
of other diplomatic channels.
D. DURATION, WITHDRAWAL AND FURTHER NEGOTIATIONS
Article XV provides that the Treaty shall be of unlimited duration,
but contains a withdrawal clause of the type that has become standard
in post-war arms control treaties. The clause provides that, each Party,
in exercising its national sovereignty, shall have the right to withdraw
from the Treaty if it decides that extraordinary events related to the
subject matter of the Treaty have jeopardized its supreme interests.
Notice of such decisions is to be given to the other Party six months
prior to withdrawal from the Treaty. Such notice is required to include
a statement of the extraordinary events involved.
In this connection, the United States has stressed the unique relationship
between limitations on offensive and defensive strategic arms. This
interrelationship lends extraordinary importance to the undertaking
in Article XI "to continue active negotiations for limitations on strategic
offensive arms."
The special importance we attach to this relationship was reflected
in the following formal statement relating to Article XI, which was
made by the Head of the United States Delegation on May 9, 1972:
The US Delegation has stressed the importance the US Government
attaches to achieving agreement on more complete limitations on
strategic offensive arms, following agreement on an ABM Treaty and
on an Interim Agreement on certain measures with respect to the
limitation of strategic offensive arms. The US Delegation believes
that an objective of the follow-on negotiations should be to constrain
and reduce on a long-term basis threats to the survivability of
our respective strategic retaliatory forces. The USSR Delegation
has also indicated that the objectives of SALT would remain unfulfilled
without the achievement of an agreement providing for more complete
limitations on strategic arms. Both sides recognize that the initial
agreements would be steps toward the achievement of more complete
limitations on strategic arms. If an agreement providing for more
complete strategic offensive arms limitations were not achieved
within five years, US supreme interests could be jeopardized. Should
that occur, it would constitute a basis for withdrawal from the
ABM Treaty. The US does not wish to see such a situation occur,
nor do we believe that the USSR does. It is because we wish to prevent
such a situation that we emphasize the importance the US Government
attaches to achievement of more complete limitations on strategic
offensive arms. The US Executive will inform Congress, in connection
with Congressional consideration of the ABM Treaty and the Interim
Agreement, of this statement of the US position.
E. OTHER PROVISIONS
Article XIV deals with amendments and review. Paragraph 1 provides
that the parties may propose amendments to the Treaty. Agreed amendments
shall enter into force upon exchange of instruments of ratification.
The second paragraph of Article XlV provides for formal review of the
Treaty by the Parties at five year intervals. Paragraph 2 does not preclude
agreement on proposed amendments of the Treaty during the first five
years, or between formal reviews thereafter; it simply reflects recognition
of the possibility of changes in the strategic relationship and the
development of new strategic systems. These questions are also within
the purview of the Standing Consultative Commission.
Article XVl and the final paragraph of the Treaty contain standard
provisions on entry into force, registration pursuant to the United
Nations Charter, and equal authenticity of the English and Russian language
texts.
INTERIM AGREEMENT AND PROTOCOL
The Interim Agreement between the United States of America and the
Union of Soviet Socialist Republics on Certain Measures with respect
to the Limitation of Strategic Offensive Arms (Interim Agreement), including
a Protocol which is integral thereto, was signed on May 26, l972. The
Interim Agreement consists of a preamble and eight operative articles.
In the course of the negotiations, agreement was reached on a number
of interpretive matters related to the Interim Agreement. Enclosure
3 contains agreed interpretations and certain noteworthy unilateral
statements.
This Agreement provides for a restriction of five years on strategic
offensive missile launcher deployments pending negotiation of more complete
limitations on strategic offensive arms. The main effects of the Interim
Agreement will be that:
the aggregate number of fixed, land-based ICBM launchers and SLBM
launchers will be limited;
starting construction of additional fixed, land-based ICBM launchers
is prohibited;
the number of launchers for modern heavy ICBMs such as the Soviet
SS-9, will be limited to that number currently operational and under
construction;
ceilings will be placed on the number of SLBM launchers and modern
ballistic missile submarines operational on each side; and
up to the agreed ceilings, deployment of additional SLBM launchers
above a specified number for each Party requires an offsetting reduction
of ICBM launchers of older types or SLBM launchers on older ballistic
missile submarines.
In the first paragraph of the preamble of the Agreement the Parties
express the conviction that the ABM Treaty and the Interim Agreement
will contribute to the creation of more favorable conditions for active
negotiation on limiting strategic arms and will improve international
relations. In the second paragraph the Parties acknowledge the relationship
between strategic offensive and defensive arms, and in the third they
acknowledge their obligations under Article VI of the Non-Proliferation
Treaty to pursue disarmament negotiations.
A. ICBM launchers
Article I of the Interim Agreement prohibits starting construction
of additional fixed land-based ICBM launchers. While the text of Article
I prescribes July 1, 1972, as the freeze date, the United States and
the Soviet Union understand that, pending ratification and acceptance
of the agreements, neither will take any action that will be prohibited
thereby, in the absence of notification by either signatory of its intention
not to proceed with ratification or approval.
This construction freeze covers all fixed land-based ICBM launchers,
both silo and soft-pad, but does not include test and training ICBM
launchers or mobile land-based ICBM launchers. Test and training launchers
are, however, subject to other constraints. The United States has made
clear to the Soviets that we would consider the deployment of operational
land-mobile ICBM launchers during the period of the Interim Agreement
to be inconsistent with the objectives of rite Agreement. The Parties
have agreed that the term ICBM includes any land-based strategic ballistic
missile capable of ranges in excess of the shortest distance between
the northeastern border of the continental United States and the northwestern
border of the continental Soviet Union. Launchers for fractional orbital
bombardment systems are considered to be ICBM launchers.
On May 26, 1972, the United States had 1,054 operational, land-based
ICBM launchers and none under construction; on that date, the Soviet
Union had a total of land-based ICBM launchers operational and under
active construction estimated to be about 1,618. (ICBM launchers for
testing and training purposes are excluded in each case.) Under the
freeze, the Soviet Union may complete construction of ICBM launchers
under active construction on May 26, 1972. While the Interim Agreement
remains in effect, neither Party may start new construction (nor resume
previously suspended construction) of fixed ICBM launchers except test
and training launchers.
B. Heavy ICBM launchers
Article II provides that the Parties shall not convert land-based launchers
for light, or older heavy, ICBMs into land-based launchers for modern
heavy ICBMs, such as the Soviet SS-9. All currently operational ICBMs
other than the SS-9 are either "light" (the United States Minuteman
and the Soviet SS-11 and SS-13) or "older" ICBM launchers of types first
deployed prior to 1964 (the United States Titan and the Soviet SS-7
and SS-8).
Article II would thus prohibit the conversion of a launcher for an
SS-7, SS-8, SS-11 or SS-13 ICBM into a launcher for an S3-9 or any new
modern heavy ICBM, and would similarly prohibit the conversion of a
launcher for a Minuteman or Titan into a launcher for a modern heavy
ICBM. The Parties agree that in the process of modernization and replacement
the dimensions of land-based ICBM silo launchers will not be significantly
increased, and that this means that any increase will not be greater
than 10-15 percent of the present dimensions. The United States has
also made clear that it would consider an ICBM having a volume significantly
greater than that of the largest light ICBM now operational on either
side (which is the Soviet SS-11) to be a heavy ICBM.
C. SLBM launchers and modern ballistic missile submarines
Article III limits SLBM launchers and modern ballistic missile submarines
to the numbers operational and under construction on May 26, 1972.
In addition, Article III and the Protocol permit launchers and submarines
beyond 740 SLBM launchers on nuclear-powered submarines for the Soviet
Union and 656 SLBM launchers on nuclear powered submarines for the United
States, subject to two constraints. First, additional SLBM launchers
may become operational only as replacements for an equal number of ICBM
launchers of types first deployed prior to 1964, or for launchers on
older nuclear-powered submarines or for modern SLBM launchers on any
type of submarine. Second, such substitution may not result in:
the Soviet Union having operational more than 62 modern ballistic
missile submarines or more than 950 SLBM launchers, including all
SLBM launchers on nuclear-powered submarines and all modern SLBM
Iaunchers on any type of submarine;
the United States having operational more than 44 modern ballistic
missile submarines or more than 710 SLBM launchers.
Construction of replacement SLBM launchers up to the limits under the
Protocol would require the dismantling or destruction, under agreed
procedures, of an equal number of ICBM launchers of older types or of
SLBM launchers on nuclear-powered submarines. Moreover, modern SLBM
launchers deployed on any type of submarine would count against the
total ceiling on SLBM Iaunchers. Dismantling or destruction would be
required to commence no later than the date on which sea trials of a
replacement ballistic missile submarine begin and to be completed in
the shortest possible agreed period of time. Thus the Soviets will have
to begin dismantling older ICBM or SLBM launchers no later than when
the 741st SLBM launcher on a nuclear-powered submarine enters sea trials.
Dismantling or destruction, as well as timely notification thereof,
are to be carried out in accordance with procedures to be agreed upon
in the Standing Consultative Commission.
D. Test and training launchers
The Parties agree that the number of test and training launchers for
ICBMs and SLBMs, including "modern heavy" ICBMs, shall not be increased
significantly above the current number of test and training launchers
for such missiles. It is understood that construction or conversion
of ICBM launchers at test ranges shall be undertaken only for the purposes
of testing and training. It is also understood that ICBM launchers for
test and training purposes may be constructed at operational sites.
E. Modernization and replacement
Article IV provides that, subject to the provisions of the Interim
Agreement, modernization and replacement of strategic ballistic missiles
and launchers covered by the Interim Agreement may be undertaken. The
conversion of current United States ICBM launchers to handle Minuteman
III missiles, the conversion of current submarine launchers to handle
Poseidon missiles, and the construction of new submarines as replacements
for older submarines, are not prohibited by the Agreement.
F. Other provisions
Article V of the Interim Agreement contains the same provisions on
verification as appear in Article XII of the ABM Treaty. Verification
will be carried out by national technical means operating in accordance
with generally recognized principles of international law. Interference
with, or deliberate concealment from, such means is prohibited. Neither
Party is required to change its current practices of construction, assembly,
conversion, or overhaul.
Article VI provides that in order to promote the objectives and implementation
of the Interim Agreement, the Parties shall use the Standing Consultative
Commission to be established pursuant to Article XIII of the ABM Treaty.
In Article VII the Parties agree to continue active negotiation for
limitations on strategic offensive arms. This Article also provides
that the terms of the Interim Agreement will not prejudice the scope
and terms of the limitations on strategic offensive arms which may be
worked out in the subsequent negotiations. It is expected that these
subsequent negotiations will start in the near future.
The first paragraph of Article VIII of the Interim Agreement provides
that it shall enter into force upon the exchange of written notices
of acceptance, simultaneously with the exchange of instruments of ratification
of the ABM Treaty.
Paragraph 2 of Article VIII provides that the Interim Agreement shall
remain in effect for five years, unless earlier replaced by agreement
on more complete measures limiting strategic offensive arms.
The third paragraph of this Article provides each Party with a right,
parallel to that contained in paragraph 2 of Article XV of the ABM Treaty,
to withdraw upon six months’ notice if such Party decides its supreme
interests have been jeopardized by extraordinary events related to the
subject matter of the Interim Agreement.
CONCLUSION
I believe the Treaty limiting anti-ballistic missile systems, together
with the accompanying Interim Agreement and its Protocol constraining
strategic offensive arms, constitute the most important step in arms
limitation ever taken by this country. In these agreements the two most
powerful nations on earth are adopting measures to curb the deployment
of strategic arms.
The Parties have protected their vital interests during the careful
negotiation and elaboration of these agreements. We did not agree to
anything adversely affecting the national interests of our Allies, who
were regularly consulted during the negotiations. The Congress has been
kept closely informed throughout the negotiations. Ambassador Smith
and other Delegation members conducted a total of thirty executive session
briefings for Congressional Committees.
These Agreements should help to improve Soviet-American relations and
preserve and strengthen international security and world order. The
entry into force of these measures should significantly advance the
cause of peace in the word, and I hope that they can be brought into
force as soon as practicable.
Respectfully submitted,
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